RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jun 10, 2024 · Boston, Ma
- S••••• W••••• M••••••••• I••• no RAUMNov 27, 2023 to Jan 25, 2024 · Boca Raton, Fl
- S••••• M••••• F•••• M••••••••• C•••• institutionalFeb 2, 2023 to Jan 25, 2024 · Boca Raton, Fl
- S••••• M••••• F•••• M••••••••• C•••• to S••••• W••••• M••••••••• I•••left Jan 25, 2024, registered Nov 27, 2023 (-59 days) · Other
- S••••• W••••• M••••••••• I••• to C•••••••left Jan 25, 2024, registered Jun 10, 2024 (137 days) · Other
- D•••• E• H•••••• left S••••• W••••• M••••••••• I••• for Captrust (registered 2024-06-10)Jan 25, 2024 · Advisor changed firm · fact
- D•••• E• H•••••• left S••••• M••••• F•••• M••••••••• C•••• for S••••• W••••• M••••••••• I••• (registered 2023-11-27)Jan 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address