DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David M Zane

LPL Financial LLCBD affiliatedMillington, Md dual registrantIAPD 5328291

Feed of 09/15/2026

Also filed as David Zane

At current firm

0 y

since Jun 9, 2026

In the industry

18 y

since Oct 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 9, 2026 · Mclean, Va
Allstate Financial Advisors, LLC BD affiliated
Feb 10, 2025 to Feb 17, 2026 · Hockessin, De
Sb Advisory, LLC independent RIA
Apr 19, 2023 to Jun 4, 2024 · New Castle, De
Pnc Wealth Management BD affiliated
Jul 29, 2011 to Mar 1, 2023 · North East, Md
RBC Capital Markets, LLC national BD
Apr 17, 2008 to Jul 13, 2011 · Philadelphia, Pa
Morgan Stanley & Co. LLC unclassified
Nov 19, 2007 to May 5, 2008 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to LPL Financial LLC
left Feb 17, 2026, registered Jun 9, 2026 (112 days) · Affiliated broker-dealer or bank to another
Sb Advisory, LLC to Allstate Financial Advisors, LLC
left Jun 4, 2024, registered Feb 10, 2025 (251 days) · RIA to affiliated broker-dealer or bank
Pnc Wealth Management to Sb Advisory, LLC
left Mar 1, 2023, registered Apr 19, 2023 (49 days) · Affiliated broker-dealer or bank to independent RIA
RBC Capital Markets, LLC to Pnc Wealth Management
left Jul 13, 2011, registered Jul 29, 2011 (16 days) · Other
Morgan Stanley & Co. LLC to RBC Capital Markets, LLC
left May 5, 2008, registered Apr 17, 2008 (-18 days) · Other

Signals

David M Zane left Allstate Financial Advisors, Llc for Lpl Financial Llc (registered 2026-06-09)
Feb 17, 2026 · Advisor changed firm · fact
David M Zane left Sb Advisory, Llc for Allstate Financial Advisors, Llc (registered 2025-02-10)
Jun 4, 2024 · Advisor changed firm · fact
David M Zane left Pnc Wealth Management for Sb Advisory, Llc (registered 2023-04-19)
Mar 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address