RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• F••••••
- A••••••••• L••• other currentsince Apr 25, 2025 · Chicago, Il
- E•••••••• P•• independent RIAMay 29, 2024 to Apr 22, 2025 · Mill Valley, Ca
- B•••••••• I••••••••• M••••••••• L•• asset managerMay 24, 2016 to Oct 21, 2022 · New York, Ny
- E•••••••• P•• to A••••••••• L•••left Apr 22, 2025, registered Apr 25, 2025 (3 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to E•••••••• P••left Oct 21, 2022, registered May 29, 2024 (586 days) · Other
- M•••••• J•••• F•••••• left E•••••••• P•• for A••••••••• L••• (registered 2025-04-25)Apr 22, 2025 · Advisor changed firm · fact
- M•••••• J•••• F•••••• left B•••••••• I••••••••• M••••••••• L•• for E•••••••• P•• (registered 2024-05-29)Oct 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address