RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J•••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince May 28, 2026 · Marquette, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 10, 2023 to Jun 3, 2026 · Marquette, Mi
- O•••• I••••••••• I••• BD affiliatedJan 11, 2019 to Feb 10, 2023 · Houghton, Mi
- P••••••••• S••••••••• C••••••••• independent RIAJul 7, 2017 to Jan 2, 2019 · Marquette, Mi
- I••••••••• C•••••• O• A••••••• I••• formerApr 4, 2016 to Sep 28, 2016 · Marquette, Mi
- L•• F•••••••• L•• BD affiliatedJun 29, 2011 to Apr 1, 2016 · Marquette, Mi
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to May 26, 2011 · Negaunee, Mi
- W•••• F•••• I••••••••• L•• unclassifiedJan 13, 2009 to Jan 3, 2011 · Marquette, Mi
- E••••• J•••• national BDSep 11, 2007 to Sep 3, 2008 · Grand Rapids, Mi
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 3, 2026, registered May 28, 2026 (-6 days) · Affiliated broker-dealer or bank to another
- O•••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 10, 2023, registered Feb 10, 2023 (0 days) · Affiliated broker-dealer or bank to another
- P••••••••• S••••••••• C••••••••• to O•••• I••••••••• I•••left Jan 2, 2019, registered Jan 11, 2019 (9 days) · RIA to affiliated broker-dealer or bank
- I••••••••• C•••••• O• A••••••• I••• to P••••••••• S••••••••• C•••••••••left Sep 28, 2016, registered Jul 7, 2017 (282 days) · Other
- L•• F•••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left Apr 1, 2016, registered Apr 4, 2016 (3 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 26, 2011, registered Jun 29, 2011 (34 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- E••••• J•••• to W•••• F•••• I••••••••• L••left Sep 3, 2008, registered Jan 13, 2009 (132 days) · Other
- B•••• J•••• C•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-05-28)Jun 3, 2026 · Advisor changed firm · fact
- B•••• J•••• C•••••• left O•••• I••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-02-10)Feb 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address