RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• L•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 7, 2026 · Akron, Oh
- U•• F•••••••• S••••••• I••• wirehouseJan 18, 2018 to Jan 19, 2026 · Pepper Pike, Oh
- S•••••••• A••••••• L•• national BDFeb 10, 2011 to Jan 27, 2018 · Woodmere Village, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedDec 18, 2008 to Sep 4, 2009 · Twinsburg, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 7, 2008 to Oct 31, 2008 · Hudson, Oh
- E••••• J•••• national BDJul 18, 2007 to Sep 6, 2007 · Vero Beach, Fl
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 19, 2026, registered Jan 7, 2026 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Jan 27, 2018, registered Jan 18, 2018 (-9 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• T•••• S••••••••• I••• to S•••••••• A••••••• L••left Sep 4, 2009, registered Feb 10, 2011 (524 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Oct 31, 2008, registered Dec 18, 2008 (48 days) · Other
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 6, 2007, registered Jan 7, 2008 (123 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• S•••• L••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-07)Jan 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address