RIA Intelligence

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Sep 9, 2016 · Wesley Chapel, Fl
• B••• S••••••••• L•• former
  Dec 23, 2019 to Feb 17, 2021 · Tampa, Fl
• U••• F•••••••• P••••••• S••••••• former
  Oct 11, 2011 to Jul 30, 2013 · Tampa, Fl
• E••••• J•••• national BD
  Jun 10, 2010 to Aug 2, 2011 · Dorr, Mi

• B••• S••••••••• L•• to no registered destination
  left Feb 17, 2021 · Departure, no registered destination
• U••• F•••••••• P••••••• S••••••• to T••••• A••••••• S•••••••• I•••
  left Jul 30, 2013, registered Sep 9, 2016 (1137 days) · Other
• E••••• J•••• to U••• F•••••••• P••••••• S•••••••
  left Aug 2, 2011, registered Oct 11, 2011 (70 days) · Affiliated broker-dealer or bank to a newly registered adviser

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address