DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• M• L••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCharlotte, Ncdual registrantIAPD 5338729

Feed of 09/14/2026

Also filed as Adam Michael Leach

At current firm

3 y

since Jan 9, 2023

In the industry

19 y

since Jun 26, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jan 9, 2023 · Charlotte, Nc
E••••• J•••• national BD
Aug 15, 2016 to Jan 11, 2023 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Apr 27, 2015 to Aug 25, 2016 · Charlotte, Nc
I••••••••• C•••••• O• A••••••• I••• former
Nov 21, 2014 to Feb 26, 2015 · Waseca, Mn
F•••••••• L•• former
Nov 2, 2012 to Nov 21, 2014 · Farmington, Mn

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 11, 2023, registered Jan 9, 2023 (-2 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E••••• J••••
left Aug 25, 2016, registered Aug 15, 2016 (-10 days) · Wirehouse to affiliated broker-dealer or bank
I••••••••• C•••••• O• A••••••• I••• to W•••• F•••• A•••••••
left Feb 26, 2015, registered Apr 27, 2015 (60 days) · Other
F•••••••• L•• to I••••••••• C•••••• O• A••••••• I•••
left Nov 21, 2014, registered Nov 21, 2014 (0 days) · Other

Signals

A••• M• L•••• left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-09)
Jan 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address