DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• J••••• S••••••

••••••••independent RIAClayton, Mo dual registrantIAPD 5338940

Feed of 09/14/2026

Also filed as M•••••• S••••••

At current firm

2 y

since Jul 29, 2024

In the industry

17 y

since Jun 24, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Jul 29, 2024 · Clayton, Mo
M••••• S•••••• wirehouse
Mar 31, 2022 to May 15, 2024 · Short Hills, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 11, 2019 to Mar 18, 2022 · Florham Park, Nj
P••••••• W••••• M••••••••• G••••• L•• independent RIA
Jul 8, 2013 to Dec 13, 2018 · Flemington, Nj
W•••• F•••• A••••••• wirehouse
Jun 25, 2009 to May 28, 2013 · Bedminster, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to ••••••••
left May 15, 2024, registered Jul 29, 2024 (75 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Mar 18, 2022, registered Mar 31, 2022 (13 days) · Wirehouse to wirehouse · moved with a team
P••••••• W••••• M••••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 13, 2018, registered Jan 11, 2019 (29 days) · RIA to wirehouse
W•••• F•••• A••••••• to P••••••• W••••• M••••••••• G••••• L••
left May 28, 2013, registered Jul 8, 2013 (41 days) · Other

Signals

M•••••• J••••• S•••••• left M••••• S•••••• for &Partners (registered 2024-07-29)
May 15, 2024 · Advisor changed firm · fact
M•••••• J••••• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-03-31)
Mar 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address