RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• B••••••• W••••••
- V•••••• P•••••• W••••• independent RIA currentsince Jan 17, 2025 · Boise, Id
- M•••• F•••••••• A••••••• BD affiliatedJan 12, 2021 to Apr 26, 2022 · Tulsa, Ok
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Jan 15, 2021 · Irving, Tx
- 1•• G••••• A••••••• I•• formerSep 20, 2016 to Oct 25, 2019 · Tulsa, Ok
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 9, 2015 to Sep 30, 2016 · Edmond, Ok
- E••• B••••• A•••••••• L•• formerJun 14, 2013 to Nov 12, 2015 · Norman, Ok
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 27, 2010 to Apr 2, 2013 · Edmond, Ok
- M•••• F•••••••• A••••••• to V•••••• P•••••• W•••••left Apr 26, 2022, registered Jan 17, 2025 (997 days) · RIA to RIA
- A•••••• A••••••• S••••••• to M•••• F•••••••• A•••••••left Jan 15, 2021, registered Jan 12, 2021 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- B••••••• I••••••••• S•••••••• I••• ••••• to 1•• G••••• A••••••• I••left Sep 30, 2016, registered Sep 20, 2016 (-10 days) · Other
- E••• B••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Nov 12, 2015, registered Oct 9, 2015 (-34 days) · Other
- V••• F•••••••• A•••••••• I••• to E••• B••••• A•••••••• L••left Apr 2, 2013, registered Jun 14, 2013 (73 days) · Other
- J•• B••••••• W•••••• left M•••• F•••••••• A••••••• for V•••••• P•••••• W••••• (registered 2025-01-17)Apr 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address