RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• R••••••• N••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 17, 2024 · Greenwood Village, Co
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAJan 29, 2013 to Aug 8, 2013 · Destin, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 4, 2008 to Jan 31, 2013 · Gainesville, Fl
- M••••• S•••••• • C•• L•• unclassifiedJul 10, 2007 to Jan 22, 2008 · Gainesville, Fl
- H•••••• W•••••• I••••••••• S••••••• I••• to E•••••• A••••••• G••••• L••left Aug 8, 2013, registered Dec 17, 2024 (4149 days) · Other
- V•••• F•••••••• A•••••••• I••• to H•••••• W•••••• I••••••••• S••••••• I•••left Jan 31, 2013, registered Jan 29, 2013 (-2 days) · Other
- M••••• S•••••• • C•• L•• to V•••• F•••••••• A•••••••• I•••left Jan 22, 2008, registered Jun 4, 2008 (134 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address