RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 13, 2022 · Sylva, Nc
- W•••• F•••• A••••••• wirehouseJul 1, 2022 to Jan 5, 2023 · Asheville, Nc
- O•••• I••••••••• I••• BD affiliatedMar 1, 2018 to Sep 10, 2020 · Fletcher, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 19, 2016 to Mar 2, 2018 · Asheville, Nc
- S••••••• I••••••••• S•••••••• I••• formerAug 9, 2016 to Dec 31, 2016 · Asheville, Nc
- J••••• M••••••••• S•••• L•• BD affiliatedAug 12, 2013 to Mar 23, 2016 · Hendersonville, Nc
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jan 5, 2023, registered Dec 13, 2022 (-23 days) · Wirehouse to independent RIA
- O•••• I••••••••• I••• to W•••• F•••• A•••••••left Sep 10, 2020, registered Jul 1, 2022 (659 days) · Affiliated broker-dealer or bank to wirehouse
- T••••• A••••••• S•••••••• I••• to O•••• I••••••••• I•••left Mar 2, 2018, registered Mar 1, 2018 (-1 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 19, 2016 (-103 days) · corporate re-registration, not a move
- J••••• M••••••••• S•••• L•• to S••••••• I••••••••• S•••••••• I•••left Mar 23, 2016, registered Aug 9, 2016 (139 days) · Other
- K•••• M•••••• S••••• no longer holds an investment adviser registration (last listed at L•• F•••••••• L•• on the 2026-09-18 feed)Sep 18, 2026 · Advisor registration ended · derived
- K•••• M•••••• S••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-12-13)Jan 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address