DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Nathan Markim

LPL Financial LLCBD affiliatedOld Lyme, Ctdual registrantIAPD 5343667

Feed of 09/14/2026

Also filed as Joe Markim

At current firm

0 y

since May 18, 2026

In the industry

15 y

since Mar 18, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 18, 2026 · Old Lyme, Ct
Capitol Securities Management, Inc. independent RIA
Apr 30, 2021 to May 19, 2026 · Meriden, Ct
Raymond James Financial Services Advisors, Inc BD affiliated
Apr 13, 2016 to May 12, 2020 · Middlefield, Ct
Santander Securities BD affiliated
Feb 13, 2015 to Apr 4, 2016 · Hartford, Ct
Signator Investors, Inc. former
Nov 21, 2014 to Feb 4, 2015 · Rocky Hill, Ct
Msi Financial Services, Inc. former
Dec 21, 2012 to Oct 31, 2014 · Shelton, Ct

Moves

a registration end followed by a registration begin elsewhere

Capitol Securities Management, Inc. to LPL Financial LLC
left May 19, 2026, registered May 18, 2026 (-1 days) · RIA to affiliated broker-dealer or bank
Raymond James Financial Services Advisors, Inc to Capitol Securities Management, Inc.
left May 12, 2020, registered Apr 30, 2021 (353 days) · Affiliated broker-dealer or bank to independent RIA
Santander Securities to Raymond James Financial Services Advisors, Inc
left Apr 4, 2016, registered Apr 13, 2016 (9 days) · Other
Signator Investors, Inc. to Santander Securities
left Feb 4, 2015, registered Feb 13, 2015 (9 days) · Other
Msi Financial Services, Inc. to Signator Investors, Inc.
left Oct 31, 2014, registered Nov 21, 2014 (21 days) · Other

Signals

Joseph Nathan Markim left Capitol Securities Management, Inc. for Lpl Financial Llc (registered 2026-05-18)
May 19, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address