DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• N••••••

N•• Y••• L••• I••••••••• M••••••••• L••asset managerGlen Ellyn, Il dual registrantIAPD 5350732

Feed of 09/14/2026

Also filed as C•••••••• Villarreal

At current firm

3 y

since Mar 9, 2023

In the industry

19 y

since Aug 15, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•• Y••• L••• I••••••••• M••••••••• L•• asset manager current
since Mar 9, 2023 · Glen Ellyn, Il
C•••••• A••••••• L•• asset manager
Dec 17, 2012 to Mar 2, 2023 · Naperville, Il
C•••••• W••••• M••••••••• L•• independent RIA
Jan 19, 2010 to Dec 12, 2012 · Naperville, Il
C•••• I••••••••• S••••••• C•••• former
Dec 5, 2008 to Jan 12, 2010 · Chicago, Il
S•••••••• A••••••• L•• national BD
Nov 26, 2007 to Nov 5, 2008 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• L•• to N•• Y••• L••• I••••••••• M••••••••• L••
left Mar 2, 2023, registered Mar 9, 2023 (7 days) · Other
C•••••• W••••• M••••••••• L•• to C•••••• A••••••• L••
left Dec 12, 2012, registered Dec 17, 2012 (5 days) · Other
C•••• I••••••••• S••••••• C•••• to C•••••• W••••• M••••••••• L••
left Jan 12, 2010, registered Jan 19, 2010 (7 days) · Other
S•••••••• A••••••• L•• to C•••• I••••••••• S••••••• C••••
left Nov 5, 2008, registered Dec 5, 2008 (30 days) · Other

Signals

C•••••••• N•••••• left C•••••• A••••••• L•• for N•• Y••• L••• I••••••••• M••••••••• L•• (registered 2023-03-09)
Mar 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address