DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••••• T•••••••

J••• M••••• S••••••••• L••wirehouseGrayson, Ga dual registrantIAPD 5360226

Feed of 09/15/2026

Also filed as Marcus Andrew Thompson

At current firm

1 y

since Sep 24, 2024

In the industry

18 y

since Oct 3, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Sep 24, 2024 · Stone Mountain, Ga
E••••• J•••• national BD
Aug 2, 2021 to Sep 23, 2024 · Norcross, Ga
W•••• F•••• A••••••• wirehouse
Mar 27, 2014 to Aug 6, 2021 · Atlanta, Ga
B••• I••••••••• S•••••••• I••• former
Mar 7, 2011 to Dec 20, 2011 · Macon, Ga
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Mar 8, 2011 · Mcrae-Helena, Ga
A• G• E•••••• • S•••• I••• unclassified
Oct 18, 2007 to Jan 1, 2008 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to J••• M••••• S••••••••• L••
left Sep 23, 2024, registered Sep 24, 2024 (1 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to E••••• J••••
left Aug 6, 2021, registered Aug 2, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank
B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Dec 20, 2011, registered Mar 27, 2014 (828 days) · Other
W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••
left Mar 8, 2011, registered Mar 7, 2011 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

M••••• T••••••• left E••••• J•••• for J••• M••••• S••••••••• L•• (registered 2024-09-24)
Sep 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address