DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• J••••

E•••••• A••••••• G••••• L••BD affiliatedPflugerville, Tx dual registrantIAPD 5367415

Feed of 09/14/2026

Also filed as Carla D Jones

At current firm

0 y

since Mar 27, 2026

In the industry

19 y

since Jul 26, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Mar 27, 2026 · Pflugerville, Tx
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Feb 24, 2023 to Apr 9, 2025 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Mar 15, 2022 to Jan 14, 2023 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 9, 2020 to Nov 29, 2021 · Mckinney, Tx

Moves

a registration end followed by a registration begin elsewhere

N••••••••• I••••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 9, 2025, registered Mar 27, 2026 (352 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Jan 14, 2023, registered Feb 24, 2023 (41 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 29, 2021, registered Mar 15, 2022 (106 days) · Wirehouse to wirehouse

Signals

C•••• J•••• left N••••••••• I••••••••• A•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-03-27)
Apr 9, 2025 · Advisor changed firm · fact
C•••• J•••• left J••• M••••• S••••••••• L•• for N••••••••• I••••••••• A•••••••• L•• (registered 2023-02-24)
Jan 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address