DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ahsoo Ahn
Feed of 09/14/2026
Also filed as Julie Ahn
At current firm
2 y
since Sep 25, 2023
In the industry
18 y
since Jun 14, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Galliott Capital Advisors, LLC mixed wealth currentsince Sep 25, 2023 · Beverly Hills, Ca
- Insigneo Advisory Services, LLC mixed wealthAug 22, 2022 to Jan 2, 2023 · Miami, Fl
- Galliott Capital Advisors, LLC mixed wealthApr 6, 2021 to Jul 6, 2022 · Beverly Hills, Ca
- Insigneo Advisory Services, LLC mixed wealthJul 2, 2020 to Mar 1, 2022 · Miami, Fl
- Morgan Stanley wirehouseJun 1, 2016 to Jul 2, 2020 · Los Angeles, Ca
- J.P. Morgan Securities LLC wirehouseDec 1, 2011 to Jun 7, 2016 · Los Angeles, Ca
- Deutsche Bank Securities Inc. no RAUMJan 14, 2009 to Dec 7, 2011 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Insigneo Advisory Services, LLC to Galliott Capital Advisors, LLCleft Jan 2, 2023, registered Sep 25, 2023 (266 days) · RIA to RIA
- Galliott Capital Advisors, LLC to Insigneo Advisory Services, LLCleft Jul 6, 2022, registered Aug 22, 2022 (47 days) · RIA to RIA · moved with a team
- Insigneo Advisory Services, LLC to Galliott Capital Advisors, LLCleft Mar 1, 2022, registered Apr 6, 2021 (-329 days) · RIA to a newly registered adviser
- Morgan Stanley to Insigneo Advisory Services, LLCleft Jul 2, 2020, registered Jul 2, 2020 (0 days) · Wirehouse to independent RIA · moved with a team
- J.P. Morgan Securities LLC to Morgan Stanleyleft Jun 7, 2016, registered Jun 1, 2016 (-6 days) · Wirehouse to wirehouse · moved with a team
- Deutsche Bank Securities Inc. to J.P. Morgan Securities LLCleft Dec 7, 2011, registered Dec 1, 2011 (-6 days) · Other
Signals
- Ahsoo Ahn left Insigneo Advisory Services, Llc for Galliott Capital Advisors, Llc (registered 2023-09-25)Jan 2, 2023 · Advisor changed firm · fact
- Ahsoo Ahn left Galliott Capital Advisors, Llc for Insigneo Advisory Services, Llc (registered 2022-08-22)Jul 6, 2022 · Advisor changed firm · fact
- Ahsoo Ahn left Insigneo Advisory Services, Llc for Galliott Capital Advisors, Llc (registered 2021-04-06)Mar 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address