RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 18, 2026 · Saint Petersburg, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 31, 2025 to May 29, 2026 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2019 to Oct 15, 2025 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseMay 17, 2016 to Oct 1, 2019 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 6, 2015 to May 16, 2016 · Brookfield, Wi
- W•••• F•••• A••••••• wirehouseFeb 5, 2011 to Sep 17, 2015 · Charlotte, Nc
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 29, 2026, registered Jun 18, 2026 (20 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 15, 2025, registered Oct 31, 2025 (16 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 1, 2019, registered Oct 11, 2019 (10 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 16, 2016, registered May 17, 2016 (1 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Sep 17, 2015, registered Oct 6, 2015 (19 days) · Wirehouse to wirehouse
- T••••• P••••• left J••• M••••• S••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-06-18)May 29, 2026 · Advisor changed firm · fact
- T••••• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-10-31)Oct 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address