DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• H•••••••

R•••••• J•••• • A••••••••• I•••national BDColumbus, Gadual registrantIAPD 5372378

Feed of 09/14/2026

At current firm

1 y

since Jun 9, 2025

In the industry

18 y

since Apr 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jun 9, 2025 · Columbus, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 14, 2024 to Jun 12, 2025 · Pensacola, Fl
J••••• M••••••••• S•••• L•• BD affiliated
Dec 5, 2019 to Sep 11, 2024 · Philadelphia, Pa
M••••• S•••••• wirehouse
Jan 16, 2014 to Nov 27, 2019 · Boca Raton, Fl
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Dec 18, 2013 · West Palm Beach, Fl
C•••• I••••••••• S••••••• C•••• former
Jun 19, 2012 to Oct 1, 2012 · Wellington, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 16, 2010 to Jun 16, 2011 · Boca Raton, Fl
T• A••••••••• I••• former
Jul 29, 2010 to Jun 16, 2011 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Jun 12, 2025, registered Jun 9, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
J••••• M••••••••• S•••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 11, 2024, registered Oct 14, 2024 (33 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to J••••• M••••••••• S•••• L••
left Nov 27, 2019, registered Dec 5, 2019 (8 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M••••• S••••••
left Dec 18, 2013, registered Jan 16, 2014 (29 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 16, 2011, registered Aug 16, 2010 (-304 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to C•••• I••••••••• S••••••• C••••
left Jun 16, 2011, registered Jun 19, 2012 (369 days) · Other

Signals

M•••••• H••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-06-09)
Jun 12, 2025 · Advisor changed firm · fact
M•••••• H••••••• left J••••• M••••••••• S•••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-14)
Sep 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address