DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Monks
Feed of 09/14/2026
Also filed as Peter Monks Schuierer
At current firm
11 y
since Jul 13, 2015
In the industry
18 y
since Apr 10, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kovack Advisors, Inc. BD affiliated currentsince Jul 13, 2015 · Ft. Lauderdale, Fl
- Buckman Advisory Group LLC independent RIAApr 15, 2014 to Jul 1, 2015 · Little Silver, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 1, 2011 to Mar 18, 2014 · New York, Ny
- Eagle Strategies LLC BD affiliatedOct 7, 2010 to Apr 11, 2011 · New York, Ny
- Morgan Stanley & Co. LLC unclassifiedApr 11, 2008 to Oct 17, 2008 · Ridgewood, Nj
Moves
a registration end followed by a registration begin elsewhere
- Buckman Advisory Group LLC to Kovack Advisors, Inc.left Jul 1, 2015, registered Jul 13, 2015 (12 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Buckman Advisory Group LLCleft Mar 18, 2014, registered Apr 15, 2014 (28 days) · Other
- Eagle Strategies LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 11, 2011, registered Jun 1, 2011 (51 days) · Other
- Morgan Stanley & Co. LLC to Eagle Strategies LLCleft Oct 17, 2008, registered Oct 7, 2010 (720 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address