DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• M•••••

E••••• J••••national BDOmaha, Nedual registrantIAPD 5379748

Feed of 09/14/2026

Also filed as Kevin Matthew Malone

At current firm

2 y

since May 10, 2024

In the industry

18 y

since Oct 11, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 10, 2024 · O••••, Ne
L•• F•••••••• L•• BD affiliated
Jul 19, 2023 to May 16, 2024 · O••••, Ne
B••••••• I••••••••• S•••••••• I••• ••••• former
Dec 8, 2021 to Jul 19, 2023 · O••••, Ne
U•• F•••••••• S•••••••• I••• independent RIA
Apr 14, 2015 to Nov 29, 2021 · O••••, Ne
T• A••••••••• I••• former
Jun 24, 2013 to Jan 20, 2015 · Omaha, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 24, 2013 to Jan 20, 2015 · O••••, Ne
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Dec 11, 2012 to Jun 19, 2013 · O••••, Ne
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Nov 13, 2012 · O••••, Ne
W•••• F•••• I••••••••• L•• unclassified
Oct 15, 2007 to Jan 3, 2011 · O••••, Ne

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E••••• J••••
left May 16, 2024, registered May 10, 2024 (-6 days) · Affiliated broker-dealer or bank to another
B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
U•• F•••••••• S•••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••
left Nov 29, 2021, registered Dec 8, 2021 (9 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 20, 2015, registered Jun 24, 2013 (-575 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to U•• F•••••••• S•••••••• I•••
left Jan 20, 2015, registered Apr 14, 2015 (84 days) · Other
M••••• O• O•••• I••••••• S•••••••• I••• to T• A••••••••• I•••
left Jun 19, 2013, registered Jun 24, 2013 (5 days) · Other
W•••• F•••• A••••••• to M••••• O• O•••• I••••••• S•••••••• I•••
left Nov 13, 2012, registered Dec 11, 2012 (28 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

K•••• M••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2024-05-10)
May 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address