RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•• H•••••
- F•••••••• F•••••••• A••••••• independent RIA currentsince Oct 30, 2024 · Grand Rapids, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 24, 2017 to Oct 25, 2024 · Holland, Mi
- J••• M••••• S••••••••• L•• wirehouseAug 29, 2016 to Mar 14, 2017 · Grand Rapids, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 9, 2016 to Jul 12, 2016 · Grand Rapids, Mi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 16, 2010 to Mar 4, 2015 · Grand Rapids, Mi
- E••••• J•••• national BDNov 20, 2007 to Mar 31, 2010 · Grand Rapids, Mi
- C••••• I••••••••• A••••••• L•• to F•••••••• F•••••••• A•••••••left Oct 25, 2024, registered Oct 30, 2024 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 14, 2017, registered Jul 24, 2017 (132 days) · Other
- M•• I•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Jul 12, 2016, registered Aug 29, 2016 (48 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Mar 4, 2015, registered Feb 9, 2016 (342 days) · Other
- E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••left Mar 31, 2010, registered Jun 16, 2010 (77 days) · Other
- B•••••• J•• H••••• left C••••• I••••••••• A••••••• L•• for F•••••••• F•••••••• A••••••• (registered 2024-10-30)Oct 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address