DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• R••••

I••••••• A••••••• S•••••••• L••mixed wealthParrish, Fl dual registrantIAPD 5388560

Feed of 09/14/2026

At current firm

1 y

since Jul 25, 2025

In the industry

17 y

since Dec 8, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since Jul 25, 2025 · Miami, Fl
B••••• G••••• A•••• M••••••••• BD affiliated
Sep 15, 2017 to Jul 10, 2025 · B•••••, Ma
M••••• S•••••• wirehouse
Nov 15, 2016 to Feb 17, 2017 · Miami, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Jun 10, 2016 · New York, Ny
M••••• S•••••• • C•• L•• unclassified
Dec 9, 2008 to Jun 1, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

B••••• G••••• A•••• M••••••••• to I••••••• A••••••• S•••••••• L••
left Jul 10, 2025, registered Jul 25, 2025 (15 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to B••••• G••••• A•••• M•••••••••
left Feb 17, 2017, registered Sep 15, 2017 (210 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••••••• R•••• left B••••• G••••• A•••• M••••••••• for I••••••• A••••••• S•••••••• L•• (registered 2025-07-25)
Jul 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address