RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• S••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 23, 2018 · Hermitage, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 11, 2018 to Mar 2, 2018 · White Oak, Pa
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerMay 23, 2008 to Jan 14, 2016 · New Y•••, Ny
- V••• F•••••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 2, 2018, registered Mar 23, 2018 (21 days) · Other
- N•• Y••• L••• I••••••••• M••••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 14, 2016, registered Jan 11, 2018 (728 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address