RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G••• B••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 5, 2023 · Charlotte, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedApr 2, 2012 to Jun 5, 2023 · Charlotte, Nc
- M••••• S•••••• wirehouseOct 12, 2010 to Apr 12, 2012 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseApr 3, 2008 to Oct 5, 2010 · Charlotte, Nc
- F•••• C••••••• I••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jun 5, 2023, registered Jun 5, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M••••• S•••••• to F•••• C••••••• I••••••• S•••••••• I•••left Apr 12, 2012, registered Apr 2, 2012 (-10 days) · Other
- W•••• F•••• A••••••• to M••••• S••••••left Oct 5, 2010, registered Oct 12, 2010 (7 days) · Wirehouse to wirehouse
- J••• G••• B•••••• left F•••• C••••••• I••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2023-06-05)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address