RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- S••••• F••••••••• L•• BD affiliated currentsince Sep 21, 2023 · Ashburn, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 16, 2015 to Sep 27, 2023 · Lansdowne, Va
- M•• F•••••••• S•••••••• I••• formerMay 16, 2014 to Dec 4, 2014 · Falls Church, Va
- O•••• F•• I••• formerDec 20, 2012 to May 16, 2014 · Vienna, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 1, 2011 to Nov 5, 2012 · Mclean, Va
- P••• A••••• S••••••••• L•• BD affiliatedJul 28, 2009 to Jan 20, 2011 · Reston, Va
- U••••• B•••••••• S••••••• I•• BD affiliatedJun 30, 2008 to Mar 20, 2009 · Fairfax, Va
- M••••• S•••••• • C•• L•• unclassifiedOct 4, 2007 to Apr 2, 2008 · Vienna, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••• F••••••••• L••left Sep 27, 2023, registered Sep 21, 2023 (-6 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 4, 2014, registered Jun 16, 2015 (194 days) · Other
- O•••• F•• I••• to M•• F•••••••• S•••••••• I•••left May 16, 2014, registered May 16, 2014 (0 days) · Other
- M•• I•••••••• S•••••••• L•• to O•••• F•• I•••left Nov 5, 2012, registered Dec 20, 2012 (45 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 20, 2011, registered Nov 1, 2011 (285 days) · Other
- U••••• B•••••••• S••••••• I•• to P••• A••••• S••••••••• L••left Mar 20, 2009, registered Jul 28, 2009 (130 days) · Other
- M••••• S•••••• • C•• L•• to U••••• B•••••••• S••••••• I••left Apr 2, 2008, registered Jun 30, 2008 (89 days) · Other
- D•••• J••• G•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for S••••• F••••••••• L•• (registered 2023-09-21)Sep 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address