DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A•• W••••• M••••••••• L••

STATE REGISTEREDCRD 308157websiteIAPD
Latest filing Sep 17, 2026
First filing on the tape Sep 17, 2026 · 1 filings
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$111M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
RAUM per advisor
$18.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
21derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$433,669derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$111M100%
Individual clients
125reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
256reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W•••••• M•••••• H•••••Certified Financial PlannerReno, Nv Oct 14, 202111 y0
D••• P••••••Milton, Ga Dec 3, 202137 y2
J•••• P••••• K•••••Aventura, Fl Mar 25, 202211 y2
M•••••• H•••••••Certified Financial PlannerWilmington, De Nov 15, 202312 y1
D••••• V••••••••West Monroe, La Jan 18, 202414 y0
A••• M•••••• C••••Chicago, IlSep 30, 202412 y4
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 days4 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chicago, Il600
Fremont, Ca001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
5 dated events
  • H•••• L••••• S••• left A•• W••••• M••••••••• L•• for S•••• W••••• P••••••• L•• (registered 2026-07-24)
    Aug 31, 2026 · Advisor changed firm · fact
  • J•••• S•••• T••••• left A•• W••••• M••••••••• L•• for I•••••• A•••••••• L•• (registered 2025-04-08)
    Feb 27, 2025 · Advisor changed firm · fact
  • J••• C•••••• C•••••• left A•• W••••• M••••••••• L•• for C•••••• A••••••• S•••••••• L•• (registered 2025-06-27)
    Oct 31, 2024 · Advisor changed firm · fact
  • A••• M•••••• C•••• left A•• W••••• M••••••••• L•• for C••••• C•••••• (registered 2023-03-28)
    Sep 27, 2024 · Advisor changed firm · fact
  • A•••••••• J••••• H••• left A•• W••••• M••••••••• L•• for D•••••• F•••••••• G••••• I••• (registered 2023-08-11)
    Jul 28, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/amc-wealthreportedpublic record, Form ADV, Sep 18, 2026
Website
a••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
6183849478reportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026