DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Leah Autumn Clancy

Cetera Investment Advisers LLCBD affiliatedScottsdale, Azdual registrantIAPD 5404844

Feed of 09/14/2026

Also filed as Autumn Clancy

At current firm

0 y

since Apr 8, 2026

In the industry

17 y

since Feb 7, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Apr 8, 2026 · Scottsdale, Az
Wells Fargo Advisors wirehouse
May 4, 2023 to Dec 18, 2024 · Scottsdale, Az
Assetmark, Inc. BD affiliated
Sep 17, 2019 to Mar 14, 2023 · Phoenix, Az
LPL Financial LLC BD affiliated
Jan 24, 2018 to Mar 5, 2019 · Phoenix, Az
Usaa Financial Planning Services former
Apr 2, 2013 to Jan 8, 2018 · Phoenix, Az
Usaa Investment Services Company no RAUM
Jan 24, 2013 to Apr 3, 2013 · Phoenix, Az
Wfg Advisors, LP former
Sep 2, 2009 to Nov 1, 2011 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Cetera Investment Advisers LLC
left Dec 18, 2024, registered Apr 8, 2026 (476 days) · Wirehouse to affiliated broker-dealer or bank
Assetmark, Inc. to Wells Fargo Advisors
left Mar 14, 2023, registered May 4, 2023 (51 days) · Affiliated broker-dealer or bank to wirehouse
LPL Financial LLC to Assetmark, Inc.
left Mar 5, 2019, registered Sep 17, 2019 (196 days) · RIA to affiliated broker-dealer or bank
Usaa Financial Planning Services to LPL Financial LLC
left Jan 8, 2018, registered Jan 24, 2018 (16 days) · Other
Usaa Investment Services Company to Usaa Financial Planning Services
left Apr 3, 2013, registered Apr 2, 2013 (-1 days) · corporate re-registration, not a move
Wfg Advisors, LP to Usaa Investment Services Company
left Nov 1, 2011, registered Jan 24, 2013 (450 days) · Other

Signals

Leah Autumn Clancy left Wells Fargo Advisors for Cetera Investment Advisers Llc (registered 2026-04-08)
Dec 18, 2024 · Advisor changed firm · fact
Leah Autumn Clancy left Assetmark, Inc. for Wells Fargo Advisors (registered 2023-05-04)
Mar 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address