RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• R•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 7, 2024 · Chicago, Il
- E•••••• F•••••••• E•••••• independent RIAAug 31, 2020 to Apr 26, 2024 · Orland Park, Il
- E•••••• C•••••• M••••••••• L•• formerSep 13, 2018 to Sep 16, 2020 · Chicago, Il
- M••••• S•••••• wirehouseJun 7, 2017 to Sep 10, 2018 · Chicago, Il
- E•••••• F•••••••• E•••••• to J••• M••••• S••••••••• L••left Apr 26, 2024, registered Jun 7, 2024 (42 days) · RIA to wirehouse
- E•••••• C•••••• M••••••••• L•• to E•••••• F•••••••• E••••••left Sep 16, 2020, registered Aug 31, 2020 (-16 days) · RIA to RIA
- M••••• S•••••• to E•••••• C•••••• M••••••••• L••left Sep 10, 2018, registered Sep 13, 2018 (3 days) · Wirehouse to independent RIA · moved with a team
- R••••• R••••• left E•••••• F•••••••• E•••••• for J••• M••••• S••••••••• L•• (registered 2024-06-07)Apr 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address