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Registered advisor

G•••••• A••• C•••••

C••••• W••••• M•••••••••state registeredEl Paso, TxIA-onlyIAPD 5408442

Feed of 09/14/2026

Also filed as G•••••• C•••••

At current firm

1 y

since Nov 21, 2024

In the industry

18 y

since Dec 10, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• W••••• M••••••••• state registered current
since Nov 21, 2024 · El Paso, Tx
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Nov 13, 2024 · El Paso, Tx
S••••••••• A•••••• A•••••••• I••• former
Mar 3, 2017 to Jun 14, 2024 · El Paso, Tx
C••••• A••••••• L•• former
Oct 3, 2016 to Mar 17, 2017 · El Paso, Tx
I•••••••• C•••••• A••••••• former
Feb 18, 2011 to Oct 3, 2016 · Lynnfield, Ma
E••••• J•••• national BD
Jan 2, 2008 to Feb 23, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••••• W••••• M•••••••••
left Nov 13, 2024, registered Nov 21, 2024 (8 days) · Affiliated broker-dealer or bank to a state-registered adviser
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
C••••• A••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Mar 17, 2017, registered Mar 3, 2017 (-14 days) · Other · moved with a team
I•••••••• C•••••• A••••••• to C••••• A••••••• L••
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
E••••• J•••• to I•••••••• C•••••• A•••••••
left Feb 23, 2011, registered Feb 18, 2011 (-5 days) · Other

Signals

G•••••• A••• C••••• left O•••• W•••••• I••• for C••••• W••••• M••••••••• (registered 2024-11-21)
Nov 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address