DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tony Robert Henderson
At current firm
1 y
since Jun 17, 2025
In the industry
18 y
since Apr 18, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Jun 17, 2025 · Jenks, Ok
- Avantax Advisory Services formerApr 29, 2021 to Jun 20, 2025 · Tulsa, Ok
- Level Four Advisory Services BD affiliatedApr 13, 2018 to Apr 30, 2021 · Conway, Ar
- Concourse Financial Group Advisors formerSep 25, 2015 to Apr 23, 2018 · Conway, Ar
- Crews & Associates, Inc. BD affiliatedNov 14, 2013 to Sep 25, 2015 · Conway, Ar
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Marinerleft Jun 20, 2025, registered Jun 17, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- Level Four Advisory Services to Avantax Advisory Servicesleft Apr 30, 2021, registered Apr 29, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- Concourse Financial Group Advisors to Level Four Advisory Servicesleft Apr 23, 2018, registered Apr 13, 2018 (-10 days) · Affiliated broker-dealer or bank to another
- Crews & Associates, Inc. to Concourse Financial Group Advisorsleft Sep 25, 2015, registered Sep 25, 2015 (0 days) · Other
Signals
- Anthony Robert Henderson left Avantax Advisory Services for Mariner (registered 2025-06-17)Jun 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address