RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••• V•••••• K••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 24, 2025 · Naples, Fl
- S•••••• S••••••••• I••• BD affiliatedJun 14, 2019 to Sep 23, 2025 · Columbus, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 13, 2016 to Jun 19, 2019 · Naples, Fl
- S••••••• I••••••••• S•••••••• I••• formerJun 4, 2013 to Dec 31, 2016 · Naples, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedDec 23, 2008 to Jun 7, 2013 · Naples, Fl
- E••••• J•••• national BDMar 6, 2008 to Jul 31, 2008 · Naples, Fl
- S•••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 23, 2025, registered Sep 24, 2025 (1 days) · RIA to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to S•••••• S••••••••• I•••left Jun 19, 2019, registered Jun 14, 2019 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 13, 2016 (-109 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 7, 2013, registered Jun 4, 2013 (-3 days) · Other
- E••••• J•••• to F•••• T•••• S••••••••• I•••left Jul 31, 2008, registered Dec 23, 2008 (145 days) · Other
- W••• V•••••• K•••••• left S•••••• S••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-09-24)Sep 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address