RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince May 25, 2021 · Olathe, Ks
- N••••• I••••••••• M••••••••• B••••••• T•••• asset managerMay 3, 2021 to May 24, 2021 · Philadelphia, Pa
- W•••••• • R••• formerNov 22, 2013 to Apr 21, 2021 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 22, 2012 to Nov 19, 2013 · Leawood, Ks
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 31, 2011 to Feb 9, 2012 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDDec 2, 2009 to Mar 25, 2011 · Leawood, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Oct 16, 2009 · Overland Park, Ks
- A••••••••• A•••••• S•••••••• I••• unclassifiedOct 5, 2007 to Oct 5, 2009 · Overland Park, Ks
- N••••• I••••••••• M••••••••• B••••••• T•••• to F••••• I•••••••••left May 24, 2021, registered May 25, 2021 (1 days) · Other
- W•••••• • R••• to N••••• I••••••••• M••••••••• B••••••• T••••left Apr 21, 2021, registered May 3, 2021 (12 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Nov 19, 2013, registered Nov 22, 2013 (3 days) · Other
- V•••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 9, 2012, registered Feb 22, 2012 (13 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Mar 25, 2011, registered Mar 31, 2011 (6 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address