RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• F•••• W•••••••
- P•••••• F••••• O•••••• L•• independent RIA currentsince Apr 1, 2026 · Crested Butte, Co
- L•• F•••••••• L•• BD affiliatedJul 19, 2023 to Oct 23, 2025 · Breckenridge, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 12, 2018 to Jul 19, 2023 · Montrose, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerJul 23, 2015 to Jun 9, 2017 · Mt. Crested Butte, Co
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedMar 8, 2012 to Oct 8, 2013 · Durham, Nc
- S•••••• S••••••••• I••• BD affiliatedJan 4, 2011 to Jun 29, 2011 · Huntsville, Al
- W•••• F•••• A••••••• wirehouseMar 24, 2008 to Jul 19, 2010 · Greenville, Sc
- L•• F•••••••• L•• to P•••••• F••••• O•••••• L••left Oct 23, 2025, registered Apr 1, 2026 (160 days) · Affiliated broker-dealer or bank to a newly registered adviser
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- F•••• C••••••• I••••••• S•••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Oct 8, 2013, registered Jul 23, 2015 (653 days) · Other
- S•••••• S••••••••• I••• to F•••• C••••••• I••••••• S•••••••• I•••left Jun 29, 2011, registered Mar 8, 2012 (253 days) · Other
- W•••• F•••• A••••••• to S•••••• S••••••••• I•••left Jul 19, 2010, registered Jan 4, 2011 (169 days) · Other
- J••••••• F•••• W••••••• left L•• F•••••••• L•• for P•••••• F••••• O•••••• L•• (registered 2026-04-01)Oct 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address