DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• A•• S••••••
Feed of 09/15/2026
Also filed as T•••••• A S••••••
At current firm
3 y
since Aug 10, 2023
In the industry
16 y
since Oct 8, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Southfield, Mi
- S••••••• F•••••••• S•••••••• I••• formerOct 24, 2016 to Aug 10, 2023 · Southfield, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 24, 2014 to Sep 21, 2016 · Troy, Mi
- O• I••••••••• M••••••••• C• BD affiliatedOct 17, 2012 to Dec 4, 2012 · Sterling Heights, Mi
- N•• E•••••• S••••••••• C••••••••• formerJan 20, 2010 to Oct 12, 2011 · Sterling Heights, Mi
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Sep 21, 2016, registered Oct 24, 2016 (33 days) · Other
- O• I••••••••• M••••••••• C• to V••• F•••••••• A•••••••• I•••left Dec 4, 2012, registered Jul 24, 2014 (597 days) · Other
- N•• E•••••• S••••••••• C••••••••• to O• I••••••••• M••••••••• C•left Oct 12, 2011, registered Oct 17, 2012 (371 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address