DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M•••••• W••••••

C••• S••••• P•••••••BD affiliatedTampa, Fldual registrantIAPD 5420844

Feed of 09/14/2026

Also filed as J•••• W••••••

At current firm

2 y

since Jun 10, 2024

In the industry

18 y

since Jan 18, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• S••••• P••••••• BD affiliated current
since Jun 10, 2024 · Tampa, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Jul 2, 2024 · Clearwter, Fl
B••• S••••••••• L•• former
Jan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
B••• I••••••••• S•••••••• I••• former
Dec 19, 2013 to Jan 2, 2018 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
May 20, 2009 to Apr 13, 2010 · Lynchburg, Va

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to C••• S••••• P•••••••
left Jul 2, 2024, registered Jun 10, 2024 (-22 days) · Affiliated broker-dealer or bank to another · moved with a team
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••
left Apr 13, 2010, registered Dec 19, 2013 (1346 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

J•••• M•••••• W•••••• left T••••• A••••••• S•••••••• I••• for C••• S••••• P••••••• (registered 2024-06-10)
Jul 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address