RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A• E••••
- W•••• F•••• A••••••• wirehouse currentsince Oct 8, 2024 · Chicago, Il
- C•••••• A••••••• L•• asset managerJun 28, 2018 to Mar 16, 2023 · Naperville, Il
- B•••••••• I••••••••• M••••••••• L•• asset managerJul 2, 2014 to Jul 12, 2016 · Princeton, Nj
- F•••• T•••• A••••••• L• asset managerOct 9, 2009 to Jul 2, 2014 · Wheaton, Il
- C•••••• A••••••• L•• to W•••• F•••• A•••••••left Mar 16, 2023, registered Oct 8, 2024 (572 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to C•••••• A••••••• L••left Jul 12, 2016, registered Jun 28, 2018 (716 days) · Other
- F•••• T•••• A••••••• L• to B•••••••• I••••••••• M••••••••• L••left Jul 2, 2014, registered Jul 2, 2014 (0 days) · Other
- T••••• A• E•••• left C•••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2024-10-08)Mar 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address