DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• A•••••••
At current firm
0 y
since Feb 5, 2026
In the industry
18 y
since Nov 8, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 5, 2026 · Holladay, Ut
- J••• M••••• S••••••••• L•• wirehouseDec 5, 2013 to Feb 6, 2026 · Salt Lake City, Ut
- K•• I••••••••• S••••••• L•• BD affiliatedOct 20, 2010 to Nov 29, 2013 · South Jordan, Ut
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 27, 2010 · Purchase, Ny
- M••••• S•••••• • C•• L•• unclassifiedMay 20, 2009 to Jun 1, 2009 · Salt Lake City, Ut
- U•• F•••••••• S••••••• I••• wirehouseNov 14, 2007 to May 13, 2009 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Feb 6, 2026, registered Feb 5, 2026 (-1 days) · Wirehouse to wirehouse
- K•• I••••••••• S••••••• L•• to J••• M••••• S••••••••• L••left Nov 29, 2013, registered Dec 5, 2013 (6 days) · Other
- M••••• S•••••• to K•• I••••••••• S••••••• L••left Oct 27, 2010, registered Oct 20, 2010 (-7 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left May 13, 2009, registered May 20, 2009 (7 days) · Other
Signals
- J•••• A••••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2026-02-05)Feb 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address