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RIA Intelligence
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Registered advisor
J•••• J••••• T••••••
Feed of 09/15/2026
Also filed as J•••• J••••• T••••••
At current firm
4 y
since May 18, 2022
In the industry
31 y
since May 1, 1995 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Saginaw, Mi
- C••• B•••••••• S•••••••• I••• formerDec 12, 2019 to May 18, 2022 · Saginaw, Mi
- J••• M••••• S••••••••• L•• wirehouseDec 12, 2017 to Dec 12, 2019 · Burton, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Dec 13, 2017 · Fowlerville, Mi
- L•• F•••••••• L•• BD affiliatedDec 3, 2014 to Feb 1, 2017 · Lansing, Mi
- C••• F•••••••• S•••••••• L••• formerNov 4, 2013 to Dec 8, 2014 · San Diego, Ca
- C•••••••• F•••••••• G•••• A••••••• formerAug 9, 2010 to Nov 29, 2013 · Saginaw, Mi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 24, 2009 to May 21, 2010 · Saginaw, Mi
- E••••• J•••• national BDFeb 8, 2008 to Oct 8, 2009 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••left Dec 12, 2019, registered Dec 12, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank
- H••••••••• F•••••••• A••••••• to J••• M••••• S••••••••• L••left Dec 13, 2017, registered Dec 12, 2017 (-1 days) · Other
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Dec 8, 2014, registered Dec 3, 2014 (-5 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to C••• F•••••••• S•••••••• L•••left Nov 29, 2013, registered Nov 4, 2013 (-25 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to C•••••••• F•••••••• G•••• A•••••••left May 21, 2010, registered Aug 9, 2010 (80 days) · Other
- E••••• J•••• to U•••• F•••••••• S••••••• G••••• I•••left Oct 8, 2009, registered Nov 24, 2009 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address