DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• L•••• C•••••••••

R•••••• J•••• • A••••••••• I•••national BDMeridian, Id dual registrantIAPD 5430606

Feed of 09/14/2026

At current firm

1 y

since Dec 4, 2024

In the industry

17 y

since Mar 23, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Dec 4, 2024 · Meridian, Id
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Feb 1, 2024 to Dec 12, 2024 · Saint Petersburg, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 12, 2020 to Jan 24, 2024 · Boise, Id
D••• D••••••• • C•• independent RIA
Apr 27, 2010 to Oct 23, 2012 · Boise, Id
M••••• S•••••• wirehouse
Jun 1, 2009 to May 19, 2010 · Boise, Id
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 23, 2009 to Jun 1, 2009 · Boise, Id

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
left Dec 12, 2024, registered Dec 4, 2024 (-8 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 24, 2024, registered Feb 1, 2024 (8 days) · Affiliated broker-dealer or bank to another
D••• D••••••• • C•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 23, 2012, registered Nov 12, 2020 (2942 days) · Other
M••••• S•••••• to D••• D••••••• • C••
left May 19, 2010, registered Apr 27, 2010 (-22 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

P•••• L•••• C••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2024-12-04)
Dec 12, 2024 · Advisor changed firm · fact
P•••• L•••• C••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-02-01)
Jan 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address