RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 24, 2026 · Norwell , Ma
- G••••• • C•••••• independent RIAApr 2, 2024 to Nov 24, 2025 · Westborough, Ma
- C••• L•• BD affiliatedFeb 28, 2023 to Mar 20, 2024 · Boston, Ma
- K••••• A••••••• S•••••••• L•• BD affiliatedJun 8, 2022 to Feb 28, 2023 · Austin, Tx
- C••••••• S••••••••• I••• BD affiliatedJul 11, 2017 to May 31, 2022 · Norwell, Ma
- S•••••••• S••••••••• BD affiliatedAug 5, 2013 to Jul 10, 2017 · Boston, Ma
- T• A••••••••• I••• formerOct 26, 2009 to Feb 19, 2013 · Boston, Ma
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 26, 2009 to Feb 19, 2013 · Boston, Ma
- W•••• F•••• A••••••• wirehouseApr 27, 2009 to Jul 22, 2009 · Norwell, Ma
- G••••• • C•••••• to E•••••• A••••••• G••••• L••left Nov 24, 2025, registered Jun 24, 2026 (212 days) · RIA to affiliated broker-dealer or bank
- C••• L•• to G••••• • C••••••left Mar 20, 2024, registered Apr 2, 2024 (13 days) · Affiliated broker-dealer or bank to independent RIA
- K••••• A••••••• S•••••••• L•• to C••• L••left Feb 28, 2023, registered Feb 28, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• S••••••••• I••• to K••••• A••••••• S•••••••• L••left May 31, 2022, registered Jun 8, 2022 (8 days) · Affiliated broker-dealer or bank to another
- S•••••••• S••••••••• to C••••••• S••••••••• I•••left Jul 10, 2017, registered Jul 11, 2017 (1 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 19, 2013, registered Oct 26, 2009 (-1212 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 19, 2013, registered Oct 26, 2009 (-1212 days) · Other
- W•••• F•••• A••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 22, 2009, registered Oct 26, 2009 (96 days) · Other
- W•••••• B••••••• left G••••• • C•••••• for E•••••• A••••••• G••••• L•• (registered 2026-06-24)Nov 24, 2025 · Advisor changed firm · fact
- W•••••• B••••••• left C••• L•• for G••••• • C•••••• (registered 2024-04-02)Mar 20, 2024 · Advisor changed firm · fact
- W•••••• B••••••• left K••••• A••••••• S•••••••• L•• for C••• L•• (registered 2023-02-28)Feb 28, 2023 · Advisor changed firm · fact
- W•••••• B••••••• left C••••••• S••••••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2022-06-08)May 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address