DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• T••••••• N••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedVirginia Beach, Vadual registrantIAPD 5436201

Feed of 09/14/2026

Also filed as Jeffrey T Nowak

At current firm

1 y

since Oct 10, 2024

In the industry

18 y

since Dec 19, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Oct 10, 2024 · Virginia Beach, Va
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 17, 2015 to Sep 17, 2024 · Virginia Beach, Va
C•••••• A••••••• BD affiliated
Aug 12, 2014 to Aug 7, 2015 · Greenville, Nc
L•••••• I••••••••• independent RIA
Aug 12, 2014 to Aug 7, 2015 · Greenville, Nc
E•••••••• A•••••••• L•• national BD
Feb 27, 2008 to Aug 12, 2014 · Greenville, Nc

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Sep 17, 2024, registered Oct 10, 2024 (23 days) · Affiliated broker-dealer or bank to another
C•••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 7, 2015, registered Nov 17, 2015 (102 days) · Other
L•••••• I••••••••• to C•••••• A•••••••
left Aug 7, 2015, registered Aug 12, 2014 (-360 days) · Other
E•••••••• A•••••••• L•• to L•••••• I•••••••••
left Aug 12, 2014, registered Aug 12, 2014 (0 days) · Other

Signals

J•••••• T••••••• N•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-10-10)
Sep 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address