DFX Intelligence
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Feed of 09/14/2026
Also filed as A••• D•••• A••••••••• D• M•••••
At current firm
5 y
since Feb 10, 2021
In the industry
18 y
since Jun 6, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Feb 10, 2021 · Plano, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedJan 8, 2018 to Nov 13, 2020 · Frisco, Tx
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedNov 10, 2009 to Jun 29, 2012 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to F••••• I•••••••••left Nov 13, 2020, registered Feb 10, 2021 (89 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Jun 29, 2012, registered Jan 8, 2018 (2019 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address