DFX Intelligence
RIA Intelligence
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Registered advisor
G•••• H•••••
Feed of 09/14/2026
Also filed as G•••• E H•••••
At current firm
1 y
since Jan 3, 2025
In the industry
18 y
since Nov 27, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Jan 3, 2025 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 13, 2021 to Feb 6, 2024 · Jacksonville, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 22, 2013 to Dec 11, 2021 · Jacksonville, Fl
- S•••••••• A••••••• L•• national BDOct 22, 2008 to Oct 2, 2013 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C••••••••• I••••••••• A•••••••• L••left Feb 6, 2024, registered Jan 3, 2025 (332 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Dec 11, 2021, registered Dec 13, 2021 (2 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Oct 2, 2013, registered Oct 22, 2013 (20 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- G•••• H••••• left R•••••• J•••• • A••••••••• I••• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-01-03)Feb 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address