DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher David Coppolo

Prime Capital Financialmixed wealthOverland Park, Ks IA-onlyIAPD 5439982

Feed of 09/15/2026

Also filed as Christopher D Coppolo

At current firm

1 y

since Aug 11, 2025

In the industry

18 y

since Mar 5, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prime Capital Financial mixed wealth current
since Aug 11, 2025 · West Hartford, Ct
Sound Income Strategies, LLC independent RIA
Jul 9, 2024 to Mar 28, 2025 · Fort Lauderdale, Fl
Tucker Asset Management LLC independent RIA
Aug 29, 2023 to May 14, 2024 · East Lyme, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 1, 2019 to Aug 22, 2023 · Mystic, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 5, 2008 to Mar 5, 2009 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

Sound Income Strategies, LLC to Prime Capital Financial
left Mar 28, 2025, registered Aug 11, 2025 (136 days) · RIA to RIA
Tucker Asset Management LLC to Sound Income Strategies, LLC
left May 14, 2024, registered Jul 9, 2024 (56 days) · RIA to RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Tucker Asset Management LLC
left Aug 22, 2023, registered Aug 29, 2023 (7 days) · Wirehouse to independent RIA

Signals

Christopher David Coppolo left Sound Income Strategies, Llc for Prime Capital Financial (registered 2025-08-11)
Mar 28, 2025 · Advisor changed firm · fact
Christopher David Coppolo left Tucker Asset Management Llc for Sound Income Strategies, Llc (registered 2024-07-09)
May 14, 2024 · Advisor changed firm · fact
Christopher David Coppolo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Tucker Asset Management Llc (registered 2023-08-29)
Aug 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address