RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A••••• M•••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 21, 2024 · Charlotte, Nc
- T• A••••••••• I••• formerJan 3, 2013 to Sep 3, 2015 · Washington, Dc
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 18, 2012 to Sep 3, 2015 · Washington, Dc
- P••••••• A••••••• L•• asset managerJun 1, 2012 to Jan 11, 2013 · Bethesda, Md
- M••••• S•••••• wirehouseJul 8, 2010 to Sep 9, 2011 · Baltimore, Md
- M•• S••••••••• I••• unclassifiedAug 27, 2009 to Jun 21, 2010 · Severna Park, Md
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 3, 2015, registered Jan 3, 2013 (-973 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Sep 3, 2015, registered Jun 21, 2024 (3214 days) · Other
- P••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2013, registered Dec 18, 2012 (-24 days) · Other
- M••••• S•••••• to P••••••• A••••••• L••left Sep 9, 2011, registered Jun 1, 2012 (266 days) · Other
- M•• S••••••••• I••• to M••••• S••••••left Jun 21, 2010, registered Jul 8, 2010 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address