DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jesse Joel Brown

Mariner Independentindependent RIAHouston, TxIA-onlyIAPD 5443279

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jesse Brown

At current firm

2 y

since Jan 30, 2024

In the industry

18 y

since Dec 18, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/jesse-brown-cfp/u00ae-76272925reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Mariner Independent independent RIA current
since Jan 30, 2024 · Houston, Tx
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Oct 31, 2019 · Los Angeles, Ca
Seia BD affiliated
Jun 28, 2018 to Jan 30, 2024 · Houston, Tx
Signator Investors, Inc. former
Sep 30, 2014 to Nov 2, 2018 · South Boston, Ma
Strategic Advisers LLC national BD
May 6, 2013 to Sep 9, 2014 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Seia to Osaic Wealth, Inc.
left Jan 30, 2024, registered Nov 2, 2018 (-1915 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Mariner Independent
left Oct 31, 2019, registered Jan 30, 2024 (1552 days) · Affiliated broker-dealer or bank to independent RIA
Signator Investors, Inc. to Seia
left Nov 2, 2018, registered Jun 28, 2018 (-127 days) · Affiliated broker-dealer or bank to independent RIA
Strategic Advisers LLC to Signator Investors, Inc.
left Sep 9, 2014, registered Sep 30, 2014 (21 days) · Other

Signals

Jesse Joel Brown left Seia for Osaic Wealth, Inc. (registered 2018-11-02)
Jan 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address