RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•• C•••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 14, 2025 · Frisco, Tx
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 7, 2012 to Jan 10, 2013 · Loveland, Co
- E••••• J•••• national BDFeb 22, 2008 to Jan 24, 2012 · Westminster, Co
- T••••••• I••••••••• M••••••••• I••• to A••••• A•• P••••••• S•••••••left Jan 10, 2013, registered Jul 14, 2025 (4568 days) · Other
- E••••• J•••• to T••••••• I••••••••• M••••••••• I•••left Jan 24, 2012, registered Mar 7, 2012 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address