DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robin Rodriguez
Feed of 09/14/2026
Also filed as Robin Rodriguez
At current firm
2 y
since Oct 18, 2023
In the industry
13 y
since Dec 24, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Advice And Planning Services BD affiliated currentsince Oct 18, 2023 · Pasadena, Ca
- Pruco Securities, LLC no RAUMMay 24, 2023 to Sep 18, 2023 · El Segundo, Ca
- Global Retirement Partners LLC institutionalMar 29, 2023 to Sep 28, 2023 · San Rafael, Ca
- Edward Jones national BDAug 4, 2020 to Nov 28, 2022 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Pruco Securities, LLCleft Sep 28, 2023, registered May 24, 2023 (-127 days) · Other
- Pruco Securities, LLC to Advice And Planning Servicesleft Sep 18, 2023, registered Oct 18, 2023 (30 days) · Affiliated broker-dealer or bank to another
- Edward Jones to Global Retirement Partners LLCleft Nov 28, 2022, registered Mar 29, 2023 (121 days) · Other
Signals
- Robin Rodriguez left Global Retirement Partners Llc for Pruco Securities, Llc (registered 2023-05-24)Sep 28, 2023 · Advisor changed firm · fact
- Robin Rodriguez left Pruco Securities, Llc for Advice And Planning Services (registered 2023-10-18)Sep 18, 2023 · Advisor changed firm · fact
- Robin Rodriguez left Edward Jones for Global Retirement Partners Llc (registered 2023-03-29)Nov 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address