DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• C• O••••

A••••••••• F•••••••• S•••••••• L••national BDBelmont, Ca dual registrantIAPD 5447460

Feed of 09/15/2026

Also filed as Laura Caroline Olson

At current firm

0 y

since Jan 21, 2026

In the industry

17 y

since Aug 21, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jan 21, 2026 · Belmont, Ca
E••••• J•••• national BD
Dec 10, 2022 to Jan 12, 2026 · St. Louis, Mo
T••••••• I••••••••• M••••••••• I••• BD affiliated
May 13, 2022 to Nov 28, 2022 · Minneapolis, Mn
C••••••• A•••• M••••••••• L•• BD affiliated
Nov 19, 2021 to Apr 14, 2022 · Ann Arbor, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2017 to Nov 3, 2021 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Jan 12, 2026, registered Jan 21, 2026 (9 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to E••••• J••••
left Nov 28, 2022, registered Dec 10, 2022 (12 days) · Affiliated broker-dealer or bank to another
C••••••• A•••• M••••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Apr 14, 2022, registered May 13, 2022 (29 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to C••••••• A•••• M••••••••• L••
left Nov 3, 2021, registered Nov 19, 2021 (16 days) · Affiliated broker-dealer or bank to another

Signals

L•••• C• O•••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-01-21)
Jan 12, 2026 · Advisor changed firm · fact
L•••• C• O•••• left T••••••• I••••••••• M••••••••• I••• for E••••• J•••• (registered 2022-12-10)
Nov 28, 2022 · Advisor changed firm · fact
L•••• C• O•••• left C••••••• A•••• M••••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2022-05-13)
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address