DFX Intelligence
RIA Intelligence
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Feed of 09/15/2026
Also filed as T•••• Don G••••••
At current firm
1 y
since Jul 30, 2025
In the industry
17 y
since May 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Jul 30, 2025 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseAug 18, 2023 to Aug 5, 2025 · Russellville, Ar
- W•••• F•••• A••••••• wirehouseMay 16, 2016 to Aug 18, 2023 · Russellville, Ar
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Aug 5, 2025, registered Jul 30, 2025 (-6 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 18, 2023, registered Aug 18, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- T•••• G•••••• left W•••• F•••• A••••••• for &Partners (registered 2025-07-30)Aug 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address